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Category Archives: APPROVED Checkpoint

2025 NMLS Renewal Season | APPROVED Webinar

2025 NMLS Renewal Season [Webinar Archive]

APPROVED Checkpoint, Webcast ArchiveBy APPROVED LicensingOctober 15, 2024

Join APPROVED and guest speakers from CSBS on Oct. 23 as we dive into key strategies for preparing for license renewals.

2025 NMLS Annual Renewal Period | APPROVED Checkpoint

The 2025 NMLS Annual Renewal Period: Key Dates and Tips for a Smooth Process

APPROVED CheckpointBy APPROVED LicensingOctober 14, 2024

This APPROVED Checkpoint post outlines essential steps licensees can take to prepare ahead of the NMLS 2025 license renewal window, which opens on Nov. 1 and runs through Dec. 31.

NMLS renewals are quickly approaching | APPROVED Checkpoint

Checkpoint: NMLS renewals are quickly approaching

APPROVED CheckpointBy APPROVED LicensingOctober 25, 2023

These tips and best practices can help you manage the process, which runs from November 1 through December 31 for all licenses managed on the Nationwide Multistate Licensing System & Registry.

Upcoming webinar: Renewal season — You got this!

APPROVED Checkpoint, Events & AnnouncementsBy APPROVED LicensingSeptember 11, 2023

Please join us on Tuesday, Oct. 3 for a casual roundtable where we will share some renewal updates for your financial services licenses.

Approved Checkpoint: Best practices for periodic reporting

Checkpoint: Best practices for periodic reporting

APPROVED CheckpointBy APPROVED LicensingFebruary 15, 2023

Periodic reporting is often mandatory to maintain licensure, and most annual reports covering the previous calendar year are due on or before March 31.

Renewal season: Here we go again! [Webcast Archive]

Renewal season — Here we go again! [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingOctober 5, 2022

In this webcast, we provide a Q&A and share tips on how to make the renewal process more manageable for financial services licensees.

Checkpoint: Key takeaways from the last NMLS Ombudsman meeting

APPROVED CheckpointBy APPROVED LicensingJuly 28, 2022

The spring 2022 virtual meeting focused on the NMLS modernization effort, the State Examination System, the pandemic and remote work, change of control approval processing times, and the Money Services Businesses Call Report.

Checkpoint: How to navigate a company name change

APPROVED CheckpointBy APPROVED LicensingApril 25, 2022

A company name change can be the most difficult license amendment. Here are the top things that you need to know.

Launching a Financial Services Company | APPROVED Checkpoint Webcast

Launching a financial services company [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingFebruary 9, 2022

In this webcast, we covered formation and licensing requirements critical to an effective start-up plan for new financial services companies.

10 things to know: Transitioning CFL licenses to NMLS

APPROVED CheckpointBy APPROVED LicensingDecember 7, 2021

The transition process can be time-consuming for California Financing Law licensees, especially those new to NMLS.

Checkpoint: The NMLS company account creation process

APPROVED Checkpoint, InsightsBy APPROVED LicensingNovember 11, 2021

We provide insights into common account creation hurdles that companies face as thousands of California Financing Law licensees are transitioning to NMLS.

APPROVED Checkpoint: Key takeaways from latest NMLS Ombudsman meeting

APPROVED Checkpoint, InsightsBy APPROVED LicensingNovember 3, 2021

The virtual meeting focused on the NMLS modernization effort, the SES, the pandemic and remote work, and the CSBS Money Transmitter Model Law.

You have license renewal questions, we have answers | APPROVED Checkpoint Webcast

You have license renewal questions, we have answers [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingOctober 20, 2021

In this webcast, we answered audience questions, discussed key renewal items, and shared some tips on how to make the process more manageable.

APPROVED Checkpoint: Disclosure of license information in advertisements

APPROVED Checkpoint, InsightsBy APPROVED LicensingSeptember 22, 2021

When creating advertisements, financial services licensees may not have licensing at top of mind – but they should.

California debt collection license requirement | APPROVED Checkpoint Webcast

California debt collection license requirement [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingSeptember 22, 2021

APPROVED COO Tim Lange and Buckley LLP Partner Katy Ryan teamed up to break down the act’s requirements, specifically discussing who’s covered by the act, exemptions from licensure, and next steps for industry and regulators.

trategy & Technology: A dynamic duo for successful regulatory exams | APPROVED Checkpoint Webcast

Strategy & Technology: A dynamic duo for successful regulatory exams [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingAugust 18, 2021

We were joined by Winnow Solutions to discuss the current regulatory climate for examinations and how the right combination of strategy and technology can improve the process.

CFL license transition to NMLS | APPROVED Checkpoint Webcast

CFL license transition to NMLS [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingJuly 7, 2021

In this webcast, our panel discussed what lenders and brokers that hold a CFL license off of NMLS can expect with the upcoming transition to the system.

APPROVED Checkpoint: Fingerprinting for CFL license applications

APPROVED Checkpoint, InsightsBy APPROVED LicensingJune 24, 2021

The California Department of Financial Protection and Innovation released background check guidance applicable to the key individuals of California Financing Law licensees and license applicants.

Checkpoint Webcast: Keeping you licensing house in order

Keeping your licensing house in order [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingJune 2, 2021

In this APPROVED Checkpoint webcast, we discussed proactive steps to keep records up-to-date with state and federal regulators.

Buckley Regtech Solutions

Staying in the know with Buckley regtech solutions [Webcast Archive]

Webcast ArchiveBy APPROVED LicensingApril 28, 2021

Buckley offers two regtech solutions designed to help financial services companies navigate, manage, and respond to state regulatory requirements: Winnow and Mogy.

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