SEC charges alleged hedge fund with defrauding $1.2M from investors
The company allegedly raised the funds through an offer and sale of fraudulent securities for a hedge fund purported to invest in crypto-assets.
SEC, DFPI charge unregistered crypto platform
The company agreed to pay a $1.5M penalty to the DFPI on behalf of 51 U.S. jurisdictions, mirroring a similar settlement with the SEC.
New Private Student Loan Acquisition Business Activity Available in NMLS [nmls.org]
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Updated NMLS Modernization Web Page Now Available [nmls.org]
Learn more about this topic and others in the NMLS Resource Center.